| Mailing
List Policy
See Also: Acceptable Usage Policy
Mailing lists have a long and
venerable history on the Internet. Mailing lists are an
excellent vehicle for distributing focused, targeted
information to an interested, receptive audience.
Consequently, mailing lists have been used successfully as a
highly effective direct marketing tool. Unfortunately, mailing
lists are also vulnerable to misuse through a variety of
means. An all-too-common example is where an individual is
force subscribed to a high number of mailing lists and must
take extraordinary measures to be removed. Also, some
marketers misuse mailing lists, often through a lack of
knowledge about long standing Internet customs and rules, or
because they attempt to apply direct paper mail methodology to
the electronic realm. The guidelines below are intended to
assist list administrators in establishing basic list
management procedures that should help them avoid the most
common pitfalls. Good list management also pays off in other
ways such as maintaining a high response rate and reducing
costs associated with complaint handling. It is important to
note that we handle all abuse complaints seriously. If a
someone reports you as spamming or sending un-solicited email,
you must be able to prove that you did not send spam and that
the customer did "opt-in" to your list.
Internet
Fundamentals
Those who desire to establish
responsible list management practices must be aware that there
are certain fundamentals inherent to the structure of the
Internet, and to how the email system functions across the
Internet. Among those that are pertinent to these guidelines
are the following:
- Traffic on the
Internet flows by mutual agreement. This is not a
taxpayer-funded highway system. The Internet is a network
of networks, interconnected in myriad ways. Most of
the networks that comprise the Internet are privately
owned. When an entity connects its system to the Internet
it immediately becomes dependent on others to see to it
that its traffic reaches its destination. Those others in
turn have a responsibility to their owners or shareholders
to maintiain their networks and keep traffic flowing
smoothly. This fact gives network and system owners and
operators considerable say over the traffic they allow to
pass over their networks.
- Internet entities are
responsible for their own actions. Traffic flows from
one network to another because of such things as peering
agreements, where two networks agree to carry one
another's traffic. The Internet is made up of many
interconnected peers; it is not only expected but
necessary that those peers, and all those systems
connecting to them, act responsibly. The larger the
system, and the more traffic it desires to transit the
network, the greater the expectations and responsibilities
incumbent upon it.
- The recipient
subsidizes the cost of delivery. This is not a postal
mail or parcel system, where the sender pays the full cost
of delivery. Every email box belongs to an individual, a
group, an organization, perhaps a corporation; in any
event, its existence is most often paid for by someone
besides the sender of a message. This fact gives the
recipient consiberable say over what will be accepted for
delivery, and it is why MAPS emphasizes that all
communications must be consensual.
MAPSSM
Principles
- All communications
must be consensual.
- No one should ever
have to unsubscribe from a list they did not intentionally
subscribe to.
Guidelines
The following guidelines are
offered as a statement of Internet standards and best current
practices for proper mailing list management.
- Permission of new
subscribers must be fully verified before mailings
commence. This is usually accomplished by means of an
email message sent to the subscriber to which s/he must
reply, or containing a URL which s/he must visit, in order
to complete the subscription. However it is implemented, a
fundamental requirement of all lists is for verification
of all new subscriptions.
- There must be a simple
method to terminate a subscription. Mailing list
administrators must provide a simple method for
subscribers to terminate their subscriptions, and
administrators should provide clear and effective
instructions for unsubscribing from a mailing list.
Mailings from a list must cease promptly once a
subscription is terminated.
- There should be
alternative methods for terminating a subscription.
Mailing list administrators should make an "out of
band" procedure (e.g., an email address to which
messages may be sent for further contact via email or
telephone) available for those who wish to terminate their
mailing list subscriptions but are unable or unwilling to
follow standard automated procedures.
- Undeliverable
addresses must be removed from future mailings.
Mailing list administrators must ensure that the impact of
their mailings on the networks and hosts of others is
minimized. One of the ways this is accomplished is through
pruning invalid or undeliverable addresses.
- Mail volume must take
recipient systems into account. List administrators
must take steps to ensure that mailings do not overwhelm
less robust hosts or networks. For example, if the mailing
list has a great number of addresses within a particular
domain, the list administrator should contact the
administrator for that domain to discuss mail volume
issues.
- Steps must be taken to
prevent use of a mailing list for abusive purposes.
The sad fact is that mailing lists are used by third
parties as tools of revenge and malice. Mailing list
administrators must take adequate steps to ensure that
their lists cannot be used for these purposes. For
example, administrators can maintain a "suppression
list" of email addresses from which all subscription
requests are rejected. Addresses would be added to the
suppression list upon request by the parties entitled to
use the addresses at issue. The purpose of the suppression
list would be to prevent forged subscription of addresses
by unauthorized third parties. Such suppression lists
should also give properly authorized domain administrators
the option to suppress all mailings to the domains for
which they are responsible.
- Terms and conditions
of address use must be fully disclosed. Mailing list
administrators must make adequate disclosures about how
subscriber addresses will be used, including whether or
not addresses are subject to sale or trade with other
parties. Also,
conditions of use should be visible and obvious to the
potential subscriber. For example, two lines buried deep
within a license agreement do not constitute adequate
disclosure.
- Acquired lists must be
used for their original purpose. Those who are
acquiring fully verified opt-in lists must examine the
terms and conditions under which the addresses were
originally compiled and determine that all recipients have
in fact opted-in to the type mailing list the buyer
intends to operate.
- The nature and
frequency of mailings should be fully disclosed. List
administrators should make adequate disclosures about the
nature of their mailing lists, including the subject
matter of the lists and anticipated frequency of messages.
A substantive change in the frequency of mailings,
or in the size of each message, may constitute a new and
separate mailing list requiring a separate subscription.
- One subscription, one
list. Addresses should not be added to other lists
without fully verified consent of the address owner. It
should never be assumed that subscribers to a list about
foo want to be added to another foo list, let alone a list
about goo. A notification about the new mailing list may
be appropriate on the existing mailing list, but existing
subscribers should never be subscribed automatically to
the new list.
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